NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
|
|
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
|
Aston Martin Lagonda Global Holdings plc
|
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
|
An acquisition or disposal of voting rights
|
X
|
An acquisition or disposal of financial instruments
|
|
An event changing the breakdown of voting rights
|
|
Other (please specify)iii:
|
|
3. Details of person subject to the notification obligationiv
|
Name
|
Galaxy Investments Limited
|
City and country of registered office (if applicable)
|
St Helier, Jersey
|
4. Full name of shareholder(s) (if different from 3.)v
|
Name
|
|
City and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or reachedvi:
|
31/03/2020
|
6. Date on which issuer notified (DD/MM/YYYY):
|
01/04/2020
|
7. Total positions of person(s) subject to the notification obligation
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
Resulting situation on the date on which threshold was crossed or reached
|
4.822%
|
N/A
|
4.822%
|
304,002,890
|
Position of previous notification (if
applicable)
|
6.430%
|
N/A
|
6.430%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
|
A: Voting rights attached to shares
|
Class/type of
shares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
GB00BFXZC448
|
14,660,405
|
1,039,364
(Adeem Automotive Manufacturing Company Limited)
13,118,242
(Stehwaz Automotive Jersey Limited)
10,760,267
(Primewagon (Jersey) Limited
11,534,540
(Najeeb Al-Humaidhi)
3,262,511
(Waleed Al-Humaidhi)
1,973,991
(RAR limited)
1,973,991
(Adnan Al-Musallam)
789,596
(ANF Limited)
789,596
(AGD Limited)
789,596
(MSY Limited)
789,596
(Venus Holdings Limited)
875,938
(Ulrich Bez)
541,723
(Capital Group)
|
4.822%
|
0.342%
(Adeem Automotive Manufacturing Company Limited)
4.315%
(Stehwaz Automotive Jersey Limited)
3.540%
(Primewagon (Jersey) Limited
3.794%
(Najeeb Al-Humaidhi)
1.073%
(Waleed Al-Humaidhi)
0.649%
(RAR limited)
0.649%
(Adnan Al-Musallam)
0.260%
(ANF Limited)
0.260%
(AGD Limited)
0.260%
(MSY Limited)
0.260%
(Venus Holdings Limited)
0.288%
(Ulrich Bez)
0.178%
(Capital Group)
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
62,899,356
|
20.690%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expiration
datex
|
Exercise/
Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
|
Type of financial instrument
|
Expiration
datex
|
Exercise/
Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
|
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
|
|
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable threshold
|
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable threshold
|
Mohammed
Youssef Al-Roumi
|
4.822%
|
N/A
|
4.822%
|
Galaxy Investments Limited
|
4.822%
|
N/A
|
4.822%
|
|
10. In case of proxy voting, please identify:
|
Name of the proxy holder
|
N/A
|
The number and % of voting rights held
|
N/A
|
The date until which the voting rights will be held
|
N/A
|
|
11. Additional informationxvi
|
Reduction in voting rights due to the Company's share capital increase announced and completed on 30 March 2020.
|
|
|
|
|
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
|
|
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
|
Aston Martin Lagonda Global Holdings plc
|
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
|
An acquisition or disposal of voting rights
|
X
|
An acquisition or disposal of financial instruments
|
|
An event changing the breakdown of voting rights
|
|
Other (please specify)iii:
|
|
3. Details of person subject to the notification obligationiv
|
Name
|
Najeeb Al-Humaidhi
|
City and country of registered office (if applicable)
|
|
4. Full name of shareholder(s) (if different from 3.)v
|
Name
|
|
City and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or reachedvi:
|
31/03/2020
|
6. Date on which issuer notified (DD/MM/YYYY):
|
01/04/2020
|
7. Total positions of person(s) subject to the notification obligation
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
Resulting situation on the date on which threshold was crossed or reached
|
3.794%
|
N/A
|
3.794%
|
304,002,890
|
Position of previous notification (if
applicable)
|
5.059%
|
N/A
|
5.059%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
|
A: Voting rights attached to shares
|
Class/type of
shares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
GB00BFXZC448
|
11,534,540
|
1,039,364
(Adeem Automotive Manufacturing Company Limited)
13,118,242
(Stehwaz Automotive Jersey Limited)
10,760,267
(Primewagon (Jersey) Limited
14,660,405
(Mohammed
Youssef Al-Roumi/ Galaxy Investments Limited)
3,262,511
(Waleed Al-Humaidhi)
1,973,991
(RAR limited)
1,973,991
(Adnan Al-Musallam)
789,596
(ANF Limited)
789,596
(AGD Limited)
789,596
(MSY Limited)
789,596
(Venus Holdings Limited)
875,938
(Ulrich Bez)
541,723
(Capital Group)
|
3.794%
|
0.342%
(Adeem Automotive Manufacturing Company Limited)
4.315%
(Stehwaz Automotive Jersey Limited)
3.540%
(Primewagon (Jersey) Limited
4.822%
(Mohammed
Youssef Al-Roumi/ Galaxy Investments Limited)
1.073%
(Waleed Al-Humaidhi)
0.649%
(RAR limited)
0.649%
(Adnan Al-Musallam)
0.260%
(ANF Limited)
0.260%
(AGD Limited)
0.260%
(MSY Limited)
0.260%
(Venus Holdings Limited)
0.288%
(Ulrich Bez)
0.178%
(Capital Group)
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
62,899,356
|
20.690%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expiration
datex
|
Exercise/
Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
|
Type of financial instrument
|
Expiration
datex
|
Exercise/
Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
|
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
|
|
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable threshold
|
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable threshold
|
Najeeb Al Humaidhi
|
3.794%
|
N/A
|
3.794%
|
|
10. In case of proxy voting, please identify:
|
Name of the proxy holder
|
N/A
|
The number and % of voting rights held
|
N/A
|
The date until which the voting rights will be held
|
N/A
|
|
11. Additional informationxvi
|
Reduction in voting rights due to the Company's share capital increase announced and completed on 30 March 2020.
|
|
|
|
|
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
|
|
|
|
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
|
Aston Martin Lagonda Global Holdings plc
|
|
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
|
|
Non-UK issuer
|
|
|
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
|
|
An acquisition or disposal of voting rights
|
X
|
|
An acquisition or disposal of financial instruments
|
|
|
An event changing the breakdown of voting rights
|
|
|
Other (please specify)iii:
|
|
|
3. Details of person subject to the notification obligationiv
|
|
Name
|
Primewagon (Jersey) Limited
|
|
City and country of registered office (if applicable)
|
St Helier, Jersey
|
|
4. Full name of shareholder(s) (if different from 3.)v
|
|
Name
|
|
|
City and country of registered office (if applicable)
|
|
|
5. Date on which the threshold was crossed or reachedvi:
|
31/03/2020
|
|
6. Date on which issuer notified (DD/MM/YYYY):
|
01/04/2020
|
|
7. Total positions of person(s) subject to the notification obligation
|
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
|
Resulting situation on the date on which threshold was crossed or reached
|
3.540%
|
N/A
|
3.540%
|
304,002,890
|
|
Position of previous notification (if
applicable)
|
4.719%
|
N/A
|
4.719%
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
|
|
A: Voting rights attached to shares
|
|
Class/type of
shares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|
GB00BFXZC448
|
10,760,267
|
1,039,364
(Adeem Automotive Manufacturing Company Limited)
13,118,242
(Stehwaz Automotive Jersey Limited)
14,660,405
(Mohammed
Youssef Al-Roumi/ Galaxy Investments Limited)
11,534,540
(Najeeb Al-Humaidhi)
3,262,511
(Waleed Al-Humaidhi)
1,973,991
(RAR limited)
1,973,991
(Adnan Al-Musallam)
789,596
(ANF Limited)
789,596
(AGD Limited)
789,596
(MSY Limited)
789,596
(Venus Holdings Limited)
875,938
(Ulrich Bez)
541,723
(Capital Group)
|
3.540%
|
0.342%
(Adeem Automotive Manufacturing Company Limited)
4.315%
(Stehwaz Automotive Jersey Limited)
4.822%
(Mohammed
Youssef Al-Roumi/ Galaxy Investments Limited)
3.794%
(Najeeb Al-Humaidhi)
1.073%
(Waleed Al-Humaidhi)
0.649%
(RAR limited)
0.649%
(Adnan Al-Musallam)
0.260%
(ANF Limited)
0.260%
(AGD Limited)
0.260%
(MSY Limited)
0.260%
(Venus Holdings Limited)
0.288%
(Ulrich Bez)
0.178%
(Capital Group)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
62,899,356
|
20.690%
|
|
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
|
|
Type of financial instrument
|
Expiration
datex
|
Exercise/
Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
|
|
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
|
|
Type of financial instrument
|
Expiration
datex
|
Exercise/
Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
|
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
|
|
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
|
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable threshold
|
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable threshold
|
Najeeb Al Humaidhi
|
3.540%
|
N/A
|
3.540%
|
NAMA Investments Limited
|
3.540%
|
N/A
|
3.540%
|
Primewagon Holdings Limited
|
3.540%
|
N/A
|
3.540%
|
Primewagon (Jersey) Limited
|
3.540%
|
N/A
|
3.540%
|
|
10. In case of proxy voting, please identify:
|
Name of the proxy holder
|
N/A
|
The number and % of voting rights held
|
N/A
|
The date until which the voting rights will be held
|
N/A
|
|
11. Additional informationxvi
|
Reduction in voting rights due to the Company's share capital increase announced and completed on 30 March 2020.
|
|
|
|
|
|
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
|
|
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
|
Aston Martin Lagonda Global Holdings plc
|
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
|
Non-UK issuer
|
|
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
|
An acquisition or disposal of voting rights
|
X
|
An acquisition or disposal of financial instruments
|
|
An event changing the breakdown of voting rights
|
|
Other (please specify)iii:
|
|
3. Details of person subject to the notification obligationiv
|
Name
|
Stehwaz Automotive Jersey Limited
|
City and country of registered office (if applicable)
|
St Helier, Jersey
|
4. Full name of shareholder(s) (if different from 3.)v
|
Name
|
|
City and country of registered office (if applicable)
|
|
5. Date on which the threshold was crossed or reachedvi:
|
31/03/2020
|
6. Date on which issuer notified (DD/MM/YYYY):
|
01/04/2020
|
7. Total positions of person(s) subject to the notification obligation
|
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
Resulting situation on the date on which threshold was crossed or reached
|
4.315%
|
N/A
|
4.315%
|
304,002,890
|
Position of previous notification (if
applicable)
|
5.754%
|
N/A
|
5.754%
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
|
A: Voting rights attached to shares
|
Class/type of
shares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
GB00BFXZC448
|
13,118,242
|
1,039,364
(Adeem Automotive Manufacturing Company Limited)
10,760,267
(Primewagon (Jersey) Limited
11,534,540
(Najeeb Al-Humaidhi)
14,660,405
(Mohammed
Youssef Al-Roumi/ Galaxy Investments Limited)
3,262,511
(Waleed Al-Humaidhi)
1,973,991
(RAR limited)
1,973,991
(Adnan Al-Musallam)
789,596
(ANF Limited)
789,596
(AGD Limited)
789,596
(MSY Limited)
789,596
(Venus Holdings Limited)
875,938
(Ulrich Bez)
541,723
(Capital Group)
|
4.315%
|
0.342%
(Adeem Automotive Manufacturing Company Limited)
3.540%
(Primewagon (Jersey) Limited
3.794%
(Najeeb Al-Humaidhi)
4.822%
(Mohammed
Youssef Al-Roumi/ Galaxy Investments Limited)
1.073%
(Waleed Al-Humaidhi)
0.649%
(RAR limited)
0.649%
(Adnan Al-Musallam)
0.260%
(ANF Limited)
0.260%
(AGD Limited)
0.260%
(MSY Limited)
0.260%
(Venus Holdings Limited)
0.288%
(Ulrich Bez)
0.178%
(Capital Group)
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. A
|
62,899,356
|
20.690%
|
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
|
Type of financial instrument
|
Expiration
datex
|
Exercise/
Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument is
exercised/converted.
|
% of voting rights
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SUBTOTAL 8. B 1
|
|
|
|
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
|
Type of financial instrument
|
Expiration
datex
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Exercise/
Conversion Period xi
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Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
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SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
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Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
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Namexv
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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Stehwaz Holding
Company
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4.315%
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N/A
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4.315%
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Stehwaz Automotive Jersey Limited
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4.315%
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N/A
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4.315%
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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N/A
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The number and % of voting rights held
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N/A
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The date until which the voting rights will be held
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N/A
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11. Additional informationxvi
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Reduction in voting rights due to the Company's share capital increase announced and completed on 30 March 2020.
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