LAMB WESTON HOLDINGS, INC. filed this 10-K on July 27, 2022
LAMB WESTON HOLDINGS, INC. - 10-K - 20220727 - SECURITY_OWNERS

ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS

The following table provides information about shares of our common stock that may be issued upon the exercise of options, warrants, and rights under existing equity compensation plans as of our most recent fiscal year ended May 29, 2022.

Number of Securities

Number of Securities to

Weighted-Average

Remaining Available for

be Issued Upon Exercise

Exercise Price of

Future Issuance Under

of Outstanding Options,

Outstanding

Equity Compensation Plans

Warrants, and Rights

Options, Warrants, and

(Excluding Securities

Plan Category

(a)

Rights (b)

Reflected in Column A) (c)

Equity compensation plans approved by securityholders

1,398,975

$

33.36

7,193,088

Equity compensation plans not approved by securityholders

N/A

N/A

N/A

Total

1,398,975

$

33.36

7,193,088

(a)Includes outstanding stock options, RSUs and performance shares (assuming the target performance payout level) granted under the Amended and Restated Lamb Weston Holdings, Inc. 2016 Stock Plan (the “2016 Stock Plan”). This number also includes shares payable with respect to certain compensation deferred under the Lamb Weston Holdings, Inc. Voluntary Deferred Compensation Plan and the Lamb Weston Holdings, Inc. Directors’ Deferred Compensation Plan. The number of securities to be issued excludes options that were exercised but not settled with our stock transfer agent as of May 29, 2022.

(b)Weighted average exercise price of outstanding stock options only.

(c)Represents shares available for issuance under the 2016 Stock Plan.

Information related to the security ownership of certain beneficial owners, directors and management will be included in our 2022 Proxy Statement under the heading “Information on Stock Ownership” and is incorporated by reference into this Form 10-K.