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No.
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Description
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3.1(a)
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Articles
of Amendment and Restatement of the Registrant (incorporated by
reference
to Exhibit 3.01 to our Registration Statement on Form S-11/A filed
on
June 18, 2004 (Registration No. 333-111668)).
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3.1(b)
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Articles
of Amendment of the Registrant (incorporated by reference to
Exhibit 3.1
to our Current Report on Form 8-K filed on October 4,
2007.)
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Articles
of Amendment of the Registrant (incorporated by reference to
Exhibit 3.2
to our Current Report on Form 8-K filed on October 4,
2007.)
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3.2(a)
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Bylaws
of the Registrant (incorporated by reference to Exhibit 3.02 to
our
Registration Statement on Form S-11/ A filed on June 18, 2004
(Registration No. 333-111668)).
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3.2(b)
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Amendment
No. 1 to Bylaws of Registrant (incorporated by reference to Exhibit
3.2(b)
to Registrant's Annual Report on Form 10-K filed on March 16,
2006)
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4.1
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Form
of Common Stock Certificate (incorporated by reference to Exhibit
4.01 to
our Registration Statement on Form S-11/ A filed on June 18, 2004
(Registration No. 333-111668)).
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4.2(a)
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Junior
Subordinated Indenture between The New York Mortgage Company, LLC
and
JPMorgan Chase Bank, National Association, as trustee, dated
September 1, 2005 (incorporated by reference to Exhibit 4.1 to our
Current Report on Form 8-K filed on September 6,
2005).
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4.2(b)
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Amended
and Restated Trust Agreement among The New York Mortgage Company,
LLC,
JPMorgan Chase Bank, National Association, Chase Bank USA, National
Association and the Administrative Trustees named therein, dated
September 1, 2005 (incorporated by reference to Exhibit 4.2 to our
Current Report on Form 8-K filed on September 6,
2005).
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10.1
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Fourth
Amendment to Assignment and Assumption of Sublease dated as of
August 30,
2007 by and between The New York Mortgage Company, LLC and Lehman
Brothers
Holdings, Inc.*
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31.1
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Certification
of Co-Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14(a)
of the
Securities Exchange Act of 1934, as adopted pursuant to Section
302 of the
Sarbanes-Oxley Act of 2002.*
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31.2
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Certification
of Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14(a)
of the
Securities Exchange Act of 1934, as adopted pursuant to Section
302 of the
Sarbanes-Oxley Act of 2002.*
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32.1
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Certification
of Co-Chief Executive Officer pursuant to 18 U.S.C. Section 1350,
as
adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002.*
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32.2
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Certification
of Chief Financial Officer pursuant to 18 U.S.C. Section 1350,
as adopted
pursuant to Section 906 of the Sarbanes-Oxley Act of
2002.*
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