|
|
|
|
|
|
|
|
|
Name
|
Shares
Beneficially
Owned
|
Percent
of
Class
|
|
Directors and Nominees for Directors:
|
|
|
|
|
|
Katharine Armstrong (1)
|
11,855
|
|
*
|
|
|
Walter J. Bishop (2)
|
11,665
|
|
*
|
|
|
Mary Ann Hanley
|
345
|
|
*
|
|
|
Heather Hunt
|
—
|
|
*
|
|
|
Douglas R. King (3)
|
11,805
|
|
*
|
|
|
Gregory P. Landis (4)
|
3,512
|
|
*
|
|
|
Debra C. Man (5)
|
4,469
|
|
*
|
|
|
Daniel B. More (6)
|
5,638
|
|
*
|
|
|
Eric W. Thornburg, President, Chief Executive Officer and Chairman of the Board (7)
|
9,674
|
|
*
|
|
|
Robert A. Van Valer (8)
|
2,228,292
|
|
7.8
|
%
|
|
Carol P. Wallace
|
—
|
|
*
|
|
|
Named Executive Officers not listed above:
|
|
|
|
|
|
David C. Benoit, former President of CTWS (9)
|
—
|
|
*
|
|
|
Andrew R. Gere, President and Chief Operating Officer of SJWC (10)
|
17,477
|
|
*
|
|
|
Palle L. Jensen, former Executive Vice President of SJWC (11)
|
11,984
|
|
*
|
|
|
James P. Lynch, Chief Financial Officer and Treasurer (12)
|
21,606
|
|
*
|
|
|
Maureen P. Westbrook, President of CTWS (13)
|
—
|
|
*
|
|
|
All directors, nominees and executive officers as a group (17 individuals) (14)
|
2,351,888
|
|
8.3
|
%
|
|
Beneficial owners of five percent or more not listed above:
|
|
|
|
|
|
BlackRock, Inc. and Certain Subsidiaries (15)
55 East 52nd Street, New York, NY 10055
|
2,027,284
|
|
7.1
|
%
|
|
The Vanguard Group (16)
100 Vanguard Blvd., Malvern, PA 19355
|
1,777,791
|
|
6.2
|
%
|
|
T. Rowe Price Associates Inc. (17)
100 E. Pratt Street, Baltimore MD 21202
|
1,779,859
|
|
6.2
|
%
|
