VELOCITY FINANCIAL, LLC filed this 144 on 01 May 2026
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Velocity Financial, Inc. (Form: 144, Received: 05/01/2026 16:43:11)
Form 144 Filer Information
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
Form 144
144: Issuer Information
Name of Issuer
VELOCITY FINANCIAL INC.
SEC File Number
001-39183
Address of Issuer
2945 Townsgate Road, Suite 110
Westlake Village
CALIFORNIA
91361
Phone
8185323700
Name of Person for Whose Account the Securities are To Be Sold
SZCZEPANIAK FAMILY TRUST U/A DTD 08/10/2021
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer
Officer
144: Securities Information
Record
Title of the Class of Securities To Be Sold
Name and Address of the Broker
Number of Shares or Other Units To Be Sold
Aggregate Market Value
Number of Shares or Other Units Outstanding
Approximate Date of Sale
Name the Securities Exchange
#1
Common
Morgan Stanley Smith Barney LLC Executive Financial Services
1 New York Plaza
8th Floor
New York
NEW YORK
10004
3,146
$60,686.34
39,235,281
05/01/2026
NYSE
144: Securities To Be Sold
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Record
Title of the Class
Date you Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
Is this a Gift?
Date Donor Acquired
Amount of Securities Acquired
Date of Payment
Nature of Payment
*
#1
Common
01/23/2025
Restricted Stock Awards
Issuer
☐
—
3,146
01/23/2025
N/A
*
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
144: Securities Sold During The Past 3 Months
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Record
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of Securities Sold
Gross Proceeds
#1
10b5-1 Sales for SZCZEPANIAK FAMILY TRUST U/A DTD 08/10/2021
2945 Townsgate Road, Suite 110
Westlake Village
CALIFORNIA
91361
Common
04/01/2026
1,573
$28,518.49
#2
10b5-1 Sales for SZCZEPANIAK FAMILY TRUST U/A DTD 08/10/2021
2945 Townsgate Road, Suite 110
Westlake Village
CALIFORNIA
91361
Common
03/02/2026
1,573
$28,817.36
#3
10b5-1 Sales for SZCZEPANIAK FAMILY TRUST U/A DTD 08/10/2021
2945 Townsgate Road, Suite 110
Westlake Village
CALIFORNIA
91361
Common
02/02/2026
1,573
$32,291.65
144: Remarks and Signature
Remarks
Date of Notice
05/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1
03/20/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature
/s/ Mark R Szczepaniak
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
